Applying to the SFC for a Type 9 (asset management) ...

General information on applications to the SFC for a licence to carry on Type 9 (asset management) regulated activity.

Guiding you through the SFC licensing process · 4-8 weeks to prepare and submit · 1-2 months – for the SFC to appoint a case officer and take up the application ...

Hong Kong's Securities and Futures Commission (SFC) requires individuals and entities involved in ten “regulated activities” to be license by or registered ...

This register lists (1) all licensees (ie, both licensed individuals and licensed corporations) and registered institutions under the Securities and Futures ...

2020年9月3日 — Practical guidance on SFC licensing for hedge fund managers, private equity sponsors and other asset managers as well as brokers, dealers, ...

The SFC undertakes no liability for defects in this Software and gives no warranty in relation to its quality and performance and in particular, but without ...

2024年5月27日 — An SFC license in Hong Kong is an essential official permit issued by the Securities and Futures Commission (SFC) that authorizes entities to ...

Depending on the nature of the business, one or more SFC license(s) should be applied to conduct the proposed regulated activities. Type of Regulated Activities.

2023年7月17日 — When a License Is Required. Under the AMLO Licensing Regime, you will need to obtain an SFC license if you are: A person in Hong Kong which ...